Security Operation & Risk Management
1.1 What is technical analysis?
1.1.1 Price discounts everything
1.1.2 Price movements are not totally random
1.1.3 Technical Analysis: the basic assumption
1.1.4 Strengths and weakness of technical analysis
126.96.36.199 Importance of technical analysis
188.8.131.52Weaknesses of technical analysis
2.2.1One candle pattern
184.108.40.206Shooting star and inverted hammer
2.2.2Two candle pattern
2.2.3Three candle pattern
3.1What are support and resistance linesSupport
3.1.2Why do support and resistance lines occur?
3.1.3Support and resistance zone
3.1.4Change of support to resistance and vice versa
3.1.5Why are support and resistance lines important?
3.2Head and shoulders
3.2.1Head and shoulders top reversal
3.2.2Inverted head and shoulders
3.2.3Head and shoulders bottom
3.3Double top and double bottom
3.3.3Rounded top and bottom
4.1What does a technical indicator offer?
4.1.1Why use indicator?
4.1.2Tips for using indicators
4.1.3Types of indicator
4.1.4Simple moving average
4.1.5Exponential moving average
4.1.6Which is better?
4.2Trend following indicator
4.2.1When to use?
4.2.2Moving average settings
4.2.3Uses of moving average
4.2.4Signals – moving average price crossover
4.2.5Signals – multiple moving average
4.3.1Relative strength index
220.127.116.11 What is momentum?
18.104.22.168Applications of RSI
22.214.171.124Overbought and oversold
126.96.36.199Real life problems in use of RSI
4.3.2Moving average convergence/divergence(MACD)
188.8.131.52What is the macd and how is it calculate
184.108.40.206uses of MACD
220.127.116.11Money Flow Index
4.4Using multiple indicators for trading signals
4.4.1Price sensitive technique
4.4.2Volume sensitive techniques
4.4.4How to use tool kit of trading techniques
4.4.5Trading market tool kit applications
4.4.6Bull market tool kit application
4.4.7Bear market tool kit application
4.4.8Trading market changing to bull market tool kit application
4.4.9Trading market changing to bear market tool kit application
4.4.10Bull market changing to trading market tool kit application
4.4.11Bear market changing to trading market tool kit application
5.1.1Advantages of day trading
5.1.2Risks associated with risk day trading
5.2.1Strategies for day trading
5.2.2Momentum trading strategies
6.2Principles of Dow Theory
6.3Significance of Dow Theory
6.4Problems with Dow Theory
7.2.1Components of risk management
18.104.22.168Analyze reward risk ratio
22.214.171.124Trail stop loss
126.96.36.199Uses of stop loss
188.8.131.52Qualities of successful trader
184.108.40.206Golden rules of traders
220.127.116.11Do’s and don’ts in trading
7.3Rules to stop losing money
7.4Choosing the right market to trade
7.4.1 Importance of discipline in trading
NISM-Series-VII: Securities Operation & Risk Management Certification
Revised NISM-Series-VII: Securities Operations and Risk Management Certification Examination w.e.f August 25, 2017.
The examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker / trading member / clearing member in recognized stock exchanges, involved in (a) assets or funds of investor or clients (b) redressal of investor grievances, (c) internal control or risk management and (d) activities having a bearing on operational risk.
The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 50%. There shall be negative marking of 25% of the marks assigned to a question.
Name of Module: NISM-Series-VII: Securities Operations and Risk Management Certification Examination
|Fees (Rs.)||Test Duration (In Minutes)||No. of Questions||Max. Marks||Pass Marks* (%)||Certificate Validity (In Years)|
+: Inclusive of Service Tax. Payment Gateway Charges extra.
*: Negative marking – 25% of the marks assigned to the question
# Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.
|NISM Currency Exam (CD) Syllabus||Weightages (Syllabus wise question %)|
Unit 1: Introduction to Securities Markets
Unit 2: Market Participants in the Securities Markets
Unit 3: Introduction to Securities Broking Operations
Unit 4: Risk Management
Unit 5: Clearing Process
Unit 6: Settlement Process
Unit 7: Investor Grievances and Arbitration
Unit 8: Other Services Provided by Brokers
Programme Fees: Rs.10000+GST
Note : Examination fee of SEBI certification exam is extra.
Course Duration: 1 Month
Copyright © 2018 Sarthak Wealth Management OPC Ltd.